Why move from a wirehouse OR BD to aN RIA
Greater Independence and Control
Greater Independence and Control
- Set your own business model, fee structure, and client experience
- Free from the constraints of wirehouse or broker-dealer agendas
Higher Earning Potential
Greater Independence and Control
- Keep a larger share of revenue with fewer middlemen
- Opportunity to build equity in your own firm
Brand and Identity Ownership
- Create a business legacy and define your reputation on your terms
- Build and market your own brand
Valuable Exit Opportunities
Technology and Platform Flexibility
- RIAs often have higher practice valuations
- More opportunities for succession planning or selling your practice
Technology and Platform Flexibility
Technology and Platform Flexibility
Technology and Platform Flexibility
- Choose from best-in-class tools, custodians, and platforms
- Operate with more efficiency and scalability
Improved Compliance Transparency
Technology and Platform Flexibility
Technology and Platform Flexibility
- More streamlined and transparent compliance process
- Less bureaucracy and meetings, with more clarity on regulatory requirements