Client Benefits of Working with an RIA

Fiduciary Duty Builds Trust

• RIAs are legally obligated to act in the best interest of their clients
• Clients feel increased confidence in their advisor and are more likely to have long-term loyalty

Customized Client Solutions

• Access to a broader range of investment products and strategies, such as structured notes, private equity and credit, and other alternative investments
• Tailored portfolios without proprietary product limitations

Stronger Client Relationships

• Flat-fee or fee-based structures align advisor and client interests
• Built a relationship based on advice - not product sales